Moomoo is an investment and trading platform that empowers global investors with pro-grade, easy-to-use tools, data, and insights.

IT provides users with the necessary information and technology to make more informed investment decisions. Investors have access to advanced charting tools, technical analytics, and Level 2 data. Moomoo grows with its users, cultivating a community where investors share, learn, and grow together in one place. Moomoo provides free access to investment courses, educational materials, and interactive events that any investor, at any level, can gain from. Users can join forum discussions, trading topics, and seminars to better their investment knowledge and insights.

Founded in Silicon Valley, California, moomoo operates as a global investment platform across multiple countries, including Singapore, Australia, Japan, and Malaysia. As a subsidiary of a Nasdaq Listed company, moomoo proudly serves as a global strategic partner of the New York Stock Exchange (NYSE), garnering numerous international accolades. More than just an investment platform, moomoo is your trusted companion on an enriching investment journey.

If you are looking to be a part of one of the most trend-setting fintech company in the industry and contributing to the revolution of how investors are investing? You are looking at the right place to be as we are currently hiring!

Compliance Officer

Bachelor's Degree or above in Legal/Compliance or equivalent.
At least 2 years of working experience in the related field. Preferred candidates with solid industry experience in stockbroking, financial market, and securities industries.
In-depth knowledge in business compliance, general compliance & trade surveillance. Experienced in supporting Hong Kong market will be an added advantage.
Sufficient level of knowledge on the requirements from the relevant regulatory authorities, especially on SC and Bursa. Good understanding of regulatory requirements in respect of market surveillance.
Good command in English, Bahasa Malaysia and Mandarin languages (both oral and written skills). Proficiency in Putonghua is a plus.
Independent with convincing level of maturity, meticulous, result-oriented, self-motivated with the ability to work under pressure and be a team player. Lively and cheerful personality, strong sense of responsibility, strong communication and interpersonal skills, strong observation and adaptability.
Professional certifications related to compliance, such as Certified Compliance Professional (CCP), would be an advantage.
Sound knowledge of a wide variety of financial instrument types, including equities, fixed income, rates, structured products, derivatives, foreign exchange leverage products, VA.

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